SEC's Revolving Door Spinning With Big Law

Partners at Blank Rome and Jones Day have taken leadership positions at the SEC's enforcement division, while several agency ...
Law

SEC Practice – Developments in Administrative Proceedings, Trials, Testimony, Wells Process, Settlements, and more

The panel discusses the evolving landscape of the SEC's enforcement practices, highlighting significant influences from recent Supreme Court rulings and increased legal challenges. These rulings have ...
JD Supra

SEC v. Jarkesy: How Impactful Is It Really on the SEC’s Enforcement Program?

Although the Jarkesy dissent predicts that the decision will effect a “massive sea change” 3 and legal commentators are heralding the decision’s significance, in reality, Jarkesy will have little ...
Accounting Today

Astra leads slower quarter for new SEC clients

The small audit firm from Florida that topped the charts of new Securities and Exchange Commission clients in the third quarter of 2024 got a big boost from another firm ending its SEC practice.