Multiple class actions over the SitusAMC data breach have been merged in federal court, with claims of exposed client data.

Both were reported recently to Maine’s Attorney General, which publishes such incidents online. LPL reported its data breach ...

Camilo Artiga-Purcell flags up some of the cybersecurity, data protection and privilege risks associated with client-intake ...

Sebi has suggested a transition plan for existing records to bring them up to modern standards. Intermediaries should be ...

AI isn’t just helping advisors work smarter—it’s also arming fraudsters with frighteningly convincing tools. Jeffrey DeHaan ...

The Data Scramble: sounds like a fun game, right? In real life, it is anything but. Just ask all the advisers, paraplanners ...

As companies push return-to-office plans, these remote jobs pay $60,000+ a year—letting you work from home and build wealth, ...

Sebi proposes simplified client onboarding, rationalized risk management at KRAs. Aims to ease KYC, reduce redundant verification.

The Canadian Investment Regulatory Organization (CIRO) says the personal information of 750,000 people was stolen in a data ...

Healthcare software giant Epic Systems sued several companies on Tuesday, accusing them of improperly accessing hundreds of ...

Learn how financial advisors can use AI prompts to craft empathetic, compliant emails that support their clients through financial challenges and life transitions.

Plenty of businesses specialize in helping investors like you put their money to work. Some, like Charles Schwab ( SCHW +1.06 ...